SEC Form 4 · accession 0001209191-15-065456
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Aug 11, 2015
Accepted (ET)
Aug 12, 2015 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2015 | M | 10,000 | $82.67 | A | 10,000 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF1 | Aug 11, 2015 | S | 6,800 | $236.4262 | D | 3,200 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF2 | Aug 11, 2015 | S | 1,900 | $237.4074 | D | 1,300 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF3 | Aug 11, 2015 | S | 1,300 | $237.9254 | D | 0 | I | Bratenahl Capital Partners, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $82.67 | Aug 11, 2015 | M | 10,000 | D | Sep 30, 2014 | Mar 4, 2021 | Common Stock | 10,000 | 38,924 | I |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $235.93 - $236.85. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $236.86 - $237.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $237.84 - $238.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.