SEC Form 4 · accession 0001209191-15-064581
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 7, 2015 · 12:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2015 | M | 75,000 | $27.08 | A | 101,735 | D | |
| Common StockF1 | Aug 6, 2015 | S | 7,210 | $236.445 | D | 94,525 | D | |
| Common StockF2 | Aug 6, 2015 | S | 28,338 | $237.4227 | D | 66,187 | D | |
| Common StockF3 | Aug 6, 2015 | S | 24,222 | $238.2133 | D | 41,965 | D | |
| Common StockF4 | Aug 6, 2015 | S | 12,530 | $239.2506 | D | 29,435 | D | |
| Common StockF5 | Aug 6, 2015 | S | 2,700 | $240.4887 | D | 26,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Aug 6, 2015 | M | 75,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 75,000 | 376,700 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $235.86 - $236.81. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $236.89 - $237.87. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $237.88 - $238.89. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $238.90 - $239.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $240.00 - $240.77. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.