SEC Form 4 · accession 0001209191-15-020161
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 2, 2015 · 2:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 85,000 | $27.08 | A | 111,735 | D | |
| Common StockF1 | Feb 27, 2015 | S | 27,775 | $216.3106 | D | 83,960 | D | |
| Common StockF2 | Feb 27, 2015 | S | 24,935 | $217.0476 | D | 59,025 | D | |
| Common StockF3 | Feb 27, 2015 | S | 13,385 | $218.2466 | D | 45,640 | D | |
| Common StockF4 | Feb 27, 2015 | S | 9,816 | $219.3456 | D | 35,824 | D | |
| Common StockF5 | Feb 27, 2015 | S | 8,189 | $220.1677 | D | 27,635 | D | |
| Common StockF6 | Feb 27, 2015 | S | 900 | $221.0144 | D | 26,735 | D | |
| Common Stock | Feb 27, 2015 | M | 50,000 | $82.67 | A | 50,000 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF7 | Feb 27, 2015 | S | 20,393 | $216.264 | D | 29,607 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF8 | Feb 27, 2015 | S | 8,382 | $217.2012 | D | 21,225 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF9 | Feb 27, 2015 | S | 6,798 | $218.2513 | D | 14,427 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF10 | Feb 27, 2015 | S | 5,200 | $219.54 | D | 9,227 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF11 | Feb 27, 2015 | S | 8,736 | $220.3492 | D | 491 | I | Bratenahl Capital Partners, Ltd. |
| Common StockF12 | Feb 27, 2015 | S | 491 | $221.114 | D | 0 | I | Bratenahl Capital Partners, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Feb 27, 2015 | M | 85,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 85,000 | 516,700 | D |
| Stock Option | $82.67 | Feb 27, 2015 | M | 50,000 | D | Sep 30, 2014 | Mar 4, 2021 | Common Stock | 50,000 | 48,924 | I |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $215.77 - $216.75. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F10Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $219.00 - $219.77. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F11Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $220.00 - $220.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F12Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $221.01 - $221.31. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $216.76 - $217.75. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $217.76 - $218.67. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $219.00 - $219.77. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $220.00 - $220.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $221.00 - $221.08. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F7Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $215.81 - $216.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F8Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $216.80 - $217.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F9Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $217.82 - $218.81. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.