SEC Form 4 · accession 0001209191-15-018965
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Rufus
Officer — Exec. VP, CFO and Secretary
Period of report
Feb 25, 2015
Accepted (ET)
Feb 26, 2015 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2015 | M | 20,000 | $27.08 | A | 30,000 | D | |
| Common StockF1 | Feb 25, 2015 | S | 20,000 | $224.6093 | D | 10,000 | D | |
| Common Stock | Feb 25, 2015 | M | 14,920 | $13.37 | A | 14,920 | I | By Jeffrey P. Consolo, Trustee of Irrevocable Trust dated December 8, 2012 |
| Common StockF2 | Feb 25, 2015 | S | 12,620 | $223.0128 | D | 2,300 | I | By Jeffrey P. Consolo, Trustee of Irrevocable Trust dated December 8, 2012 |
| Common StockF3 | Feb 25, 2015 | S | 2,300 | $223.9544 | D | 0 | I | By Jeffrey P. Consolo, Trustee of Irrevocable Trust dated December 8, 2012 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Feb 25, 2015 | M | 20,000 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 20,000 | 85,000 | D |
| Stock Option | $13.37 | Feb 25, 2015 | M | 14,920 | D | Sep 30, 2006 | Oct 1, 2015 | Common Stock | 14,920 | 0 | I |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $224.50 - $225.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $222.62 - $223.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $223.71 - $224.20. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.