SEC Form 4/A · accession 0001179110-19-002252
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark Novakovich
Officer — Chief Financial Officer
Period of report
Feb 20, 2019
Accepted (ET)
Feb 21, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Feb 20, 2019 | S | 9,400 | $17.83 | D | 27,654 | D | |
| Common StockF2 | holding | — | — | — | 859 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2018.
- F2Shares held in Reporting Person's 401(k) Plan.
- F3This is an amendment to the original filing because the Amount of Securities Beneficially Owned Following Reported Transaction was incorrectly reported as 9,935 rather than the correct amount of 27,654.