SEC Form 4 · accession 0001179110-18-014145
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua D. Ellis
Officer — General Counsel
Period of report
Dec 19, 2018
Accepted (ET)
Dec 19, 2018 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 19, 2018 | S | 753 | $17.67 | D | 754 | D | |
| Common StockF2 | holding | — | — | — | 565 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2018.
- F2Shares held in Reporting Person's 401(k) Plan.