SEC Form 4/A · accession 0001179110-18-002205
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Martin Plaehn
Officer — Chairman, CEO and President · Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $11.28 | Feb 13, 2018 | M | 41,585 | D | — | Jun 10, 2023 | Common Stock | 41,585 | 29,568 | D |
Explanation of responses
- F1The number of Derivative Securities in the original Form 4 filed on February 15, 2018 was mistakenly listed in the "Acquired" column when it should have been listed in the "Disposed" column.
- F2Non-qualified Stock Options granted June 11, 2013 that are fully vested and exercisable.