SEC Form 4 · accession 0001179110-17-014356
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryce Judd
Officer — SVP of Sales
Period of report
Nov 17, 2017
Accepted (ET)
Nov 20, 2017 · 11:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2017 | S | 702 | $34.33 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 417 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2017.
- F2Based on the Reporting Person's most recent 401(k) Plan statement.