SEC Form 4 · accession 0001179110-17-011689
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jefferson Dungan
Officer — SVP Bus. Development
Period of report
Aug 17, 2017
Accepted (ET)
Aug 21, 2017 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 17, 2017 | S | 1,916 | $22.86 | D | 0 | D | |
| Common StockF3 | holding | — | — | — | 297 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- F2This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $22.68 per share to $23.20 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
- F3Stock held in Reporting Person and spouse's 401(k) Plan.