SEC Form 4 · accession 0001179110-17-007780
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Novakovich
Officer — Chief Financial Officer
Period of report
May 19, 2017
Accepted (ET)
May 22, 2017 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2017 | S | 568 | $18.15 | D | 13,335 | D | |
| Common StockF2 | holding | — | — | — | 257 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- F2Based on Reporting Person's 401(k) Plan Statement.