SEC Form 4 · accession 0001179110-17-003071
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryce Judd
Officer — SVP of Sales
Period of report
Feb 23, 2017
Accepted (ET)
Feb 23, 2017 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 23, 2017 | A | 5,980 | A | — | — | Common Stock | 5,980 | 5,980 | D |
Explanation of responses
- F1Each RSU represents the right to receive, at settlement, one share of common stock at no cost.
- F2This RSU award was granted on February 23, 2017, and these shares will vest in full on May 10, 2017, subject to the reporting person's continuous service to the Issuer on each such date.