SEC Form 4 · accession 0001179110-17-002468
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Novakovich
Officer — Chief Financial Officer
Period of report
Feb 14, 2017
Accepted (ET)
Feb 15, 2017 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 14, 2017 | S | 5,124 | $14.40 | D | 11,986 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
- F2This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $13.96 per share to $14.78 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.