SEC Form 4 · accession 0001179110-16-025798
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Edwin Jensen
Director
Period of report
May 31, 2016
Accepted (ET)
Jun 1, 2016 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 31, 2016 | A | 11,780 | A | — | — | Common Stock | 11,780 | 11,780 | D |
Explanation of responses
- F1Each RSU represents the right to receive, at settlement, one share of common stock at no cost.
- F2This RSU award was granted on May 31, 2016, and will vest during the next year as follows: 1/4 of the shares shall vest quarterly on the 15th day the next August, November, February, and May, subject to the reporting person's continuous service to the Issuer on each such date.