SEC Form 4 · accession 0001179110-15-000028
CONTROL4 CORP · CTRL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Cashen
Officer — SVP of Marketing
Period of report
Dec 31, 2014
Accepted (ET)
Jan 2, 2015 · 1:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259515
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $15.37 | Dec 31, 2014 | A | 10,000 | A | — | Dec 30, 2024 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1This stock option shall vest and become exercisable with respect to 1/4 of the shares on December 31, 2015 and 1/48th of the shares vest monthly thereafter, subject to the reporting person's continuous service to the issuer on each such date.