SEC Form 4 · accession 0001140361-16-075530
Oxford Square Capital Corp. · OXSQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven P Novak
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 9, 2016 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001259429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par valueF1 | Aug 9, 2016 | P | 5,000 | $6.01 | A | 25,540 | I | Held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1065.588 shares acquired under the TICC Capital Corp. dividend reinvestment plan since the filing of Mr. Novak's previous beneficial ownership report on Form 4 on May 20, 2016.