SEC Form 4 · accession 0001437749-18-004552
NELNET INC · NNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Kruger
Officer — Chief Financial Officer
Period of report
Mar 10, 2018
Accepted (ET)
Mar 13, 2018 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001258602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Mar 10, 2018 | F | 260 | $55.36 | D | 154,141 | D | |
| Class A Common StockF1,F2,F3 | Mar 10, 2018 | F | 212 | $55.36 | D | 153,929 | D | |
| Class A Common StockF1,F2,F3 | Mar 10, 2018 | F | 251 | $55.36 | D | 153,678 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).
- F2Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 12, 2018.
- F3Includes 1,774 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 528 shares under the issuer's Employee Share Purchase Plan since March 17, 2017.