SEC Form 4 · accession 0001437749-17-011846
NELNET INC · NNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey R Noordhoek
Officer — Chief Executive Officer
Period of report
Jun 9, 2017
Accepted (ET)
Jun 27, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001258602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jun 9, 2017 | G | 16,716 | $0.00 | D | 48,381 | D | |
| Class A Common StockF3 | Jun 9, 2017 | G | 16,716 | $0.00 | A | 294,582 | I | By Trust |
| Class A Common StockF4 | holding | — | — | — | 126,462 | I | By Trust | |
| Class A Common StockF5 | holding | — | — | — | 17,666 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 9, 2017, the reporting person transferred by gift a total of 16,716 shares to The Jeffrey R. Noordhoek Amended And Restated Revocable Trust, dated August 9, 2016, which is a revocable trust with respect to which the reporting person is the trustee and settlor, and the reporting person, his spouse and children are beneficiaries.
- F2Includes 4,968 shares issued pursuant to the issuer's Employee Share Purchase Plan.
- F3Shares held by The Jeffrey R. Noordhoek Amended And Restated Revocable Trust, dated August 9, 2016, which is a revocable trust with respect to which the reporting person is the trustee and settlor, and the reporting person, his spouse and children are beneficiaries.
- F4Shares held by the Jeffrey Noordhoek Post Annuity Irrevocable Trust dated August 29, 2003, of which the reporting person's spouse and children are initial beneficiaries. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
- F5Shares held by The Noordhoek Charitable Remainder Unitrust I (of which the reporting person is the sole noncharitable beneficiary). The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.