SEC Form 4 · accession 0001437749-15-004758
NELNET INC · NNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Kruger
Officer — Chief Financial Officer
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001258602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F4 | Mar 9, 2015 | F | 364 | $47.08 | D | 132,113 | D | |
| Class A Common StockF1,F3,F4 | Mar 10, 2015 | F | 287 | $46.22 | D | 131,826 | D | |
| Class A Common StockF1,F3,F4 | Mar 10, 2015 | F | 233 | $46.22 | D | 131,593 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).
- F2Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 9, 2015.
- F3Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 10, 2015.
- F4Includes 2,024 shares issued pursuant to the issuer's Employee Share Purchase Plan, reflecting: 1) the acquisition of a total of 332 shares under the Employee Share Purchase Plan since the date of the reporting person's Form 4 filed on August 12, 2014; and 2) an adjustment to reduce the share balance by 105 shares made by the plan administrator since the date of the reporting person's Form 4 filed on August 12, 2014.