SEC Form 5 · accession 0001257640-15-000001
KRONOS WORLDWIDE INC · KRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Annette C Simmons
10% Owner
Period of report
Aug 29, 2014
Accepted (ET)
Mar 30, 2015 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001257640
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Aug 29, 2014 | J | 201,974 | — | A | 1,571,716 | D | |
| Common Stock, par value $0.01 per shareF3 | holding | — | — | — | 57,990,042 | I | By Valhi | |
| Common Stock, par value $0.01 per shareF4 | holding | — | — | — | 35,219,270 | I | By NL | |
| Common Stock, par value $0.01 per shareF5 | holding | — | — | — | 137,672 | I | By Contran |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 29, 2014, Annette C. Simmons, the independent executor of the estate of Harold C.Simmons and the sole beneficiary of Mr. Simmons's individual retirement account ("IRA") upon his death, transferred the 201,974 shares of the issuer's common stock held in his IRA to her IRA. As the independent executor of such estate and the sole beneficiary of such IRA, Ms. simmons had already beneficially owned such shares as of the date of such transfer.
- F2Consists of 581, 866 shares directly held by the estate of Harold C.Simmons of which Annette C.Simmons is the independent executor and designated legatee of these shares and 989,850 shares she holds directly (which includes 201,974 shares transferred from Mr. Simmons's IRA to her IRA on August 29, 2014).
- F3Directly held by Valhi, Inc. See the Additional Information filed as Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
- F4Directly held by NL Industries, Inc. See the Additional Information filed as Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
- F5Directly held by Contran Corporation. See the Additional Information filed as Exhibit 99.1 to this statement for a description of the relationship of additional persons who may be deemed to beneficially own these shares.
Remarks
Exhibit Index