SEC Form 4 · accession 0001562180-19-000330
WHITING PETROLEUM CORP · WLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick A Mr. Ross
Officer — Senior Vice President
Period of report
Jan 14, 2019
Accepted (ET)
Jan 16, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001255474
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2019 | F | 3,856 | $27.87 | D | 67,601 | D | |
| Common Stock | Jan 14, 2019 | F | 5,497 | $27.87 | D | 62,104 | D | |
| Common StockF1 | Jan 14, 2019 | A | 12,789 | $0.00 | A | 74,893 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2011 Stock Option - Right to PurchaseF2 | $241.1408 | holding | — | — | — | — | Jan 18, 2021 | Common Stock | 1,025 | 1,025 | D |
| Stock Option - Right to PurchaseF2 | $204.88 | holding | — | — | — | — | Jan 18, 2022 | Common Stock | 432 | 432 | D |
| Stock Option - Right to PurchaseF2 | $137.24 | holding | — | — | — | — | Jan 26, 2020 | Common Stock | 643 | 643 | D |
Explanation of responses
- F1Vesting to reporting person of common stock under performance share awards granted pursuant to the Whiting Petroleum Corporation 2013 Equity Incentive Plan upon attainment of performance criteria.
- F2Grant to reporting person of ten-year option to buy shares of common stock under the Whiting Petroleum Corporation 2003 Equity Incentive Plan. The option vests and becomes exercisable as follows: 1/3 on 1st anniversary of the date of grant, 2/3 on 2nd anniversary of the date of grant, and 3/3 on 3rd anniversary of the date of grant.