SEC Form 4 · accession 0001127602-17-002161
WHITING PETROLEUM CORP · WLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Volker
Officer — Chairman, President and CEO · Director
Period of report
Jan 19, 2017
Accepted (ET)
Jan 20, 2017 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001255474
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 19, 2017 | A | 151,771 | $0.00 | A | 720,586 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2011 Stock Option - Right to PurchaseF2 | $60.285 | holding | — | — | — | — | Jan 18, 2021 | Common Stock | 24,890 | 24,890 | D |
| Stock Option - Right to PurchaseF2 | $12.755 | holding | — | — | — | — | Feb 18, 2019 | Common Stock | 74,720 | 74,720 | D |
| Stock Option - Right to PurchaseF2 | $34.31 | holding | — | — | — | — | Jan 26, 2020 | Common Stock | 19,290 | 19,290 | D |
| Stock Option - Right to PurchaseF2 | $51.22 | holding | — | — | — | — | Jan 18, 2022 | Common Stock | 18,352 | 18,352 | D |
Explanation of responses
- F1Grant to reporting person of restricted stock under the Whiting Petroleum Corporation 2013 Equity Incentive Plan, which vests in equal increments over three years.
- F2Grant to reporting person of ten-year option to buy shares of common stock under the Whiting Petroleum Corporation 2003 Equity Incentive Plan. The option vests and becomes exercisable as follows: 1/3 on 1st anniversary of the date of grant, 2/3 on 2nd anniversary of the date of grant and 3/3 on 3rd anniversary of the date of grant.