SEC Form 4 · accession 0001127602-17-001387
WHITING PETROLEUM CORP · WLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick A Mr. Ross
Officer — Vice President
Period of report
Jan 8, 2017
Accepted (ET)
Jan 9, 2017 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001255474
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2017 | F | 4,179 | $12.67 | D | 165,903 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2011 Stock Option - Right to PurchaseF1 | $60.285 | holding | — | — | — | — | Jan 18, 2021 | Common Stock | 4,100 | 4,100 | D |
| Stock Option - Right to PurchaseF1 | $34.31 | holding | — | — | — | — | Jan 26, 2020 | Common Stock | 2,572 | 2,572 | D |
| Stock Option - Right to PurchaseF1 | $51.22 | holding | — | — | — | — | Jan 18, 2022 | Common Stock | 1,731 | 1,731 | D |
| Stock Option - Right to PurchaseF1 | $12.755 | holding | — | — | — | — | Feb 18, 2019 | Common Stock | 8,318 | 8,318 | D |
Explanation of responses
- F1Grant to reporting person of ten-year option to buy shares of common stock under the Whiting Petroleum Corporation 2003 Equity Incentive Plan. The option vests and becomes exercisable as follows: 1/3 on 1st anniversary of the date of grant, 2/3 on 2nd anniversary of the date of grant and 3/3 on 3rd anniversary of the date of grant.