SEC Form 4 · accession 0001209191-16-090358
MEDASSETS INC · MDAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terrence J Mulligan
Director
Period of report
Jan 6, 2016
Accepted (ET)
Jan 7, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001254419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2016 | M | 11,845 | $0.00 | A | 139,570 | I | By Terrence J. Mulligan Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled Stock Appreciation RightsF1 | $12.98 | Jan 6, 2016 | M | 20,347 | D | — | Jan 14, 2016 | Common Stock | 20,347 | 0 | D |
| Stock Options (Right to Buy)F2 | $15.95 | holding | — | — | — | — | Mar 25, 2018 | Common Stock | 5,242 | 5,242 | D |
| Stock-Settled Stock Appreciation RightsF3 | $21.27 | holding | — | — | — | — | Jan 13, 2017 | Common Stock | 18,982 | 18,982 | D |
| Stock-Settled Stock Appreciation RightsF4 | $16.04 | holding | — | — | — | — | Apr 29, 2018 | Common Stock | 18,242 | 18,242 | D |
| Stock-Settled Stock Appreciation RightsF4 | $16.04 | holding | — | — | — | — | Apr 29, 2018 | Common Stock | 2,488 | 2,488 | D |
Explanation of responses
- F1The reporting person was granted these stock-settled stock appreciation rights (SSARs) on January 15, 2009 and are fully vested.
- F2The reporting person was granted these stock options on March 25, 2008 and are fully vested.
- F3The reporting person was granted these SSARs on January 15, 2010 and are fully vested.
- F4The reporting person was granted these SSARs on May 9, 2011 and are fully vested.
Remarks
Please note that the following previously reported restricted stock unit (RSU) grants and vesting information for the reporting person: 1,053 RSUs and 7,628 RSUs, granted on 3.6.15, fully vested on 12.1.15, were labeled as "Restricted Stock Units" under the Title of Security in Table 1. These fully vested RSUs are now included in the amount of securities beneficially owned by the reporting person under the Title of Security "Common Stock".