SEC Form 4 · accession 0001104659-26-091114
ARBOR REALTY TRUST INC · ABR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivan Kaufman
Officer — COB, CEO and President · Director
Period of report
Aug 5, 2026
Accepted (ET)
Aug 5, 2026 · 4:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001253986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Special Voting Preferred Stock, par value $0.01 per shareF1 | Aug 5, 2026 | P$0 | 375,000 | — | A | 375,000 | D | |
| Special Voting Preferred Stock, par value $0.01 per share | holding | — | — | — | 80,161 | I | By IK Main LLC, wholly owned and managed by reporting person | |
| Special Voting Preferred Stock, par value $0.01 per shareF2 | holding | — | — | — | 10,483,930 | I | By Arbor Commercial Mortgage, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Partnership Common UnitsF1,F3 | — | Aug 5, 2026 | P | 375,000 | A | Aug 5, 2026 | — | Common Stock, par value $0.01 per share | 375,000 | 375,000 | D |
| Partnership Common UnitsF3 | — | holding | — | — | — | — | — | Common Stock, par value $0.01 per share | — | 80,161 | I |
| Partnership Common UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock, par value $0.01 per share | — | 10,483,930 | I |
Explanation of responses
- F1In connection with estate planning, on August 5, 2026, Mr. Kaufman purchased 375,000 Partnership Common Units and Special Voting Preferred Stock with a fair value of approximately $1.9 million from a trust that was set up for estate planning purposes and administered by an independent trustee. The trustee of the trust engaged an external third party valuation firm to assist the trust in deriving the fair market value, which was determined to be $5.17 per share.
- F2Mr. Kaufman disclaims beneficial ownership of these shares of common stock, except to the extent of his pecuniary interest therein.
- F3Not applicable.