SEC Form 4 · accession 0001104659-19-002762

ARBOR REALTY TRUST INC · ABR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — COB, CEO and President · Director · 10% Owner

Period of report

Jan 17, 2019

Accepted (ET)

Jan 22, 2019 · 5:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001253986

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Special Voting Preferred Stock, par value $0.01 per share^F1,F2	Jan 17, 2019	J	133,677	—	D	14,739,559	I	By Arbor Commercial Mortgage, LLC
Special Voting Preferred Stock, par value $0.01 per share	holding	—	—		—	200,000	D
Special Voting Preferred Stock, par value $0.01 per share	holding	—	—		—	38,610	I	By Arbor Management, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Partnership Common Units^F1,F2,F3	—	Jan 17, 2019	J	133,677	D	Jan 17, 2019	—	Common Stock, par value $0.01 per share	133,677	14,739,559	I
Partnership Common Units^F3	—	holding	—	—	—	—	—	Not applicable	—	200,000	D
Partnership Common Units^F3	—	holding	—	—	—	—	—	Not applicable	—	38,610	I

F1On July 14, 2016, Arbor Realty Limited Partnership, a Delaware limited partnership, issued Partnership Common Units ("OP Units") to Arbor Commercial Mortgage, LLC ("ACM") and, therefore, Arbor Realty Trust, Inc. (the "Company") issued Special Voting Preferred Stock ("Preferred Shares") to ACM. On January 17, 2019, ACM distributed 133,677 OP Units and Preferred Shares with a fair market value of approximately $1.5 million to one of its partners in consideration for the respective membership interest. The fair market value was determined using the closing stock price of the Company on January 16, 2019 of $11.35.
F2Mr. Kaufman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3Not applicable.