SEC Form 4 · accession 0001104659-18-071736
ARBOR REALTY TRUST INC · ABR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivan Kaufman
Officer — COB, CEO and President · Director · 10% Owner
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001253986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Dec 4, 2018 | D | 286,784 | $11.57 | D | 755,215 | D | |
| Common Stock, par value $0.01 per shareF1,F2 | Dec 4, 2018 | D | 403,216 | $11.57 | D | 4,945,837 | I | By Arbor Commercial Mortgage, LLC |
| Common Stock, par value $0.01 per share | holding | — | — | — | 3,598 | I | By son, Maurice Kaufman | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 1,617 | I | By son, Adam Kaufman under Uniform Gift to Minors Act |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Arbor Realty Trust, Inc. (the "Company") used a portion of the net proceeds received from its December 4, 2018 public offering of 8,700,000 shares of common stock (the "Offering") to purchase an aggregate of 690,000 shares of the Company's common stock held by Mr. Kaufman and Arbor Commercial Mortgage, LLC for $11.57 per share, which is the same price at which the underwriters purchased the shares in the Offering.
- F2Mr. Kaufman disclaims beneficial ownership of these shares of Common Stock except to the extent of his pecuniary interest therein.