SEC Form 4 · accession 0001104659-18-017264

ARBOR REALTY TRUST INC · ABR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — COB, CEO and President · Director · 10% Owner

Period of report

Mar 9, 2018

Accepted (ET)

Mar 13, 2018 · 8:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001253986

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1	Mar 9, 2018	A	63,584	—	A	760,018	D
Common Stock, par value $0.01 per share	holding	—	—		—	5,349,053	I	By Arbor Commercial Mortgage, LLC
Common Stock, par value $0.01 per share	holding	—	—		—	180,000	I	By Ivan and Lisa Kaufman Family Trust
Common Stock, par value $0.01 per share	holding	—	—		—	3,598	I	By son, Maurice Kaufman
Common Stock, par value $0.01 per share	holding	—	—		—	1,617	I	By son, Adam Kaufman under Uniform Gift to Minors Act

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Mar 9, 2018	A	381,503	A	—	—	Common Stock, par value $0.01 per share	381,503	381,503	D

F1Share of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2017 Omnibus Stock Incentive Plan. One fourth vest on the date of grant, one fourth vest in one year, one fourth vest in two years and one fourth vest in three years.
F2Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F3The shares of Common Stock are issuable to the Reporting Person if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2021, generally subject to continued employment with the Company as of the end of such four-year performance period.