SEC Form 4 · accession 0001104659-17-045063
ARBOR REALTY TRUST INC · ABR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivan Kaufman
Officer — COB, CEO and President · Director · 10% Owner
Period of report
Jul 13, 2017
Accepted (ET)
Jul 14, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001253986
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Jul 13, 2017 | J | 35,565 | $0.00 | D | 338,865 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 5,349,053 | I | By Arbor Commercial Mortgage, LLC | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 180,000 | I | By Ivan and Lisa Kaufman Family Trust | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 3,598 | I | By son, Maurice Kaufman | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 1,617 | I | By son, Adam Kaufman under Uniform Gift to Minors Act |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 13, 2017, the reporting person transferred 35,565 shares of the issuer's stock to his spouse. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of these shares for purpose of Section 16 or for any other purpose.