SEC Form 4 · accession 0001104659-16-105610

ARBOR REALTY TRUST INC · ABR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — COB, CEO and President · Director · 10% Owner

Period of report

Mar 14, 2016

Accepted (ET)

Mar 16, 2016 · 9:39 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001253986

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1	Mar 14, 2016	A	70,225	—	A	451,630	D
Common Stock, par value $0.01 per share	holding	—	—		—	180,000	I	By Ivan and Lisa Kaufman Family Trust
Common Stock, par value $0.01 per share	holding	—	—		—	5,349,053	I	By Arbor Commercial Mortgage, LLC
Common Stock, par value $0.01 per share	holding	—	—		—	3,598	I	By son, Maurice Kaufman
Common Stock, par value $0.01 per share	holding	—	—		—	1,617	I	By son, Adam Kaufman under Uniform Gift to Minors Act
Common Stock, par value $0.01 per share	holding	—	—		—	32,875	I	By spouse, Lisa Kaufman

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Mar 14, 2016	A	421,348	A	—	—	Common Stock	421,348	867,113	D

F1Shares of common stock par value $0.01 per share of Arbor Realty Trust, Inc. (the "Company") granted pursuant to the Company's 2014 Omnibus Stock Incentive Plan. One fourth of this amount is vested as of the date of grant. The remaining amount will vest ratably over a three year period beginning as of the date of grant.
F2Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
F3The shares of Common Stock are issuable to the Reporting Person if the Company achieves certain total shareholder return objectives for the four-year period ending December 31, 2019, generally subject to continued employment with the Company as of the end of such four-year performance period.