SEC Form 4 · accession 0000899243-18-029468
VAPOTHERM INC · VAPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony L. Arnerich
Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001253176
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Common StockF1 | $14.00 | Nov 16, 2018 | A | 14,250 | A | — | Nov 16, 2028 | Common Stock | 14,250 | 14,250 | D |
Explanation of responses
- F1The option vests and becomes exercisable as to one-third of the underlying shares on November 16, 2019 and the remaining two-thirds of the underlying shares in two equal annual installments thereafter, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates.