SEC Form 3/A · accession 0001209191-15-033558
GLOBEIMMUNE INC · GBIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Timothy C Rodell Jr.
Officer — CEO & Pres · Director
Period of report
Apr 10, 2015
Accepted (ET)
Apr 10, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001245104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 1,904 | I | By SMG, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is filing this amendment to correct the number of shares beneficially owned of 1,904 shares versus 1,094 shares.
- F2The Reporting Person and his spouse are co-owners of SMG, Inc. and share voting and dispositive powers over such shares.