SEC Form 4 · accession 0000899243-15-001130
GLOBEIMMUNE INC · GBIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J William Freytag
Director
Period of report
Jul 9, 2015
Accepted (ET)
Jul 13, 2015 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001245104
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.56 | Jul 9, 2015 | A | 1,697 | A | — | Jul 8, 2025 | Common Stock | 1,697 | 1,697 | D |
Explanation of responses
- F1Automatic non-discretionary grant to the Reporting Person of a nonstatutory stock option under the Issuer's 2014 Equity Incentive Plan (the "Plan"). 100% of the shares shall vest on July 9, 2016, subject to the Reporting Person being a Non-Employee Director on such date. The option expires ten years after the date of grant, unless it expires sooner pursuant to the terms of the Plan.