SEC Form 4 · accession 0001244937-17-000070
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T J Glauthier
Director
Period of report
Jun 27, 2017
Accepted (ET)
Jun 29, 2017 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 27, 2017 | A | 11,250 | $0.00 | A | 64,679 | I | By trust |
| Common Stock | holding | — | — | — | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of a fully-vested restricted stock unit award made under the Issuer's 2014 Long-Term Incentive Plan in accordance with the Issuer's non-employee director compensation policy for services as a member of the Issuer's Board of Directors during the first half of 2017. This award only represents 50% of the value of the full annual award in light of the transaction announced by the Issuer on June 22, 2017.
- F2The Reporting Person is a co-trustee with the Reporting Person's spouse and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.