SEC Form 4 · accession 0001244937-17-000031
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy G Healy
Officer — Chairman & CEO · Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 21, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | A | 333,000 | $0.00 | A | 1,621,598 | D | |
| Common Stock | Mar 17, 2017 | A | 78,108 | $0.00 | A | 1,699,706 | D | |
| Common Stock | Mar 17, 2017 | F | 25,346 | $5.55 | D | 1,674,360 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of a restricted stock unit award made pursuant to the Issuer's 2014 Long-Term Incentive Plan. The restricted stock unit award vests at a rate of 33% on the thirteen month anniversary of the grant date and quarterly thereafter at a rate of 8.25% on the first day of each subsequent calendar quarter as long as such individual continues to be employed as of each respective vest date.
- F2The Reporting Person received 100% of his 2016 performance-based compensation in shares of the Issuer's common stock.
- F3The purpose of this transfer was to cover tax obligations of the Reporting Person in connection with the vesting of certain equity awards.