SEC Form 4 · accession 0001244937-16-000107
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David B Brewster
Officer — President · Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 88,466 | $5.85 | A | 1,383,046 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.85 | Dec 5, 2016 | M | 88,466 | A | — | Dec 7, 2016 | Common Stock | 88,466 | 0 | D |
Explanation of responses
- F1The option award was fully vested as of December 1, 2010.