SEC Form 4 · accession 0001179110-16-022808
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Brewster
Officer — President · Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | M | 7,428 | $0.51 | A | 1,317,072 | D | |
| Common Stock | Apr 1, 2016 | F | 1,983 | $7.72 | D | 1,315,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.51 | Apr 1, 2016 | M | 7,428 | A | — | May 11, 2016 | Common Stock | 7,428 | 0 | D |
Explanation of responses
- F1The purpose of this transfer was to cover tax obligations of the Reporting Person in connection with the vesting of certain equity awards.
- F2The option award was fully vested as of May 1, 2010.