SEC Form 4/A · accession 0001179110-16-022563
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Neil Moses
Officer — COO, CFO, and Treasurer
Period of report
Mar 1, 2016
Accepted (ET)
Apr 1, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | A | 71,000 | $0.00 | A | 301,879 | D | |
| Common StockF3 | Mar 1, 2016 | F | 1,654 | $6.21 | D | 300,225 | D | |
| Common Stock | Mar 3, 2016 | F | 6,797 | $6.80 | D | 293,428 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of a restricted stock unit award made pursuant to the Issuer's 2014 Long-Term Incentive Plan. The restricted stock unit award vests at a rate of 33% on the thirteen month anniversary of the grant date and quarterly thereafter at a rate of 8.25% on the first day of each subsequent calendar quarter as long as such individual continues to be employed as of each respective vest date.
- F2The purpose of this transfer was to cover tax obligations of the Reporting Person in connection with the vesting of certain equity awards. This transfer was not previously disclosed on Form 4 due to an administrative error.
- F3This Form 4/A is being filed to correct a typographical error. Box 4 of the original Form 4 filed March 1, 2016 should have indicated a disposition of 1,654 shares.
- F4The purpose of this transfer was to cover tax obligations of the Reporting Person in connection with the vesting of certain equity awards. This transfer was not previously disclosed on Form 4 due to an administrative error.