SEC Form 4 · accession 0001179110-15-014740
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David B Brewster
Officer — President · Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 12, 2015 · 9:16 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2015 | P | 25,000 | $4.11 | A | 1,211,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2.25% Convertible Senior Notes due 2019F3,F2 | $27.71 | Nov 11, 2015 | P | — | A | Nov 11, 2015 | Aug 15, 2019 | Common Stock | 7,219 | — | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $4.03 to $4.15 per share. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The 2.25% Convertible Senior Notes due 2019 are convertible into 36.0933 shares of common stock per $1,000 principal amount subject to certain limited circumstances.
- F3The 2.25% Convertible Senior Notes due 2019 were purchased at a price of $51.63 per bond.