SEC Form 4 · accession 0001179110-15-004305
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy G Healy
Officer — Chairman & CEO · Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2015 | A | 172,306 | $0.00 | A | 1,193,340 | D | |
| Common StockF2 | Mar 3, 2015 | A | 39,992 | $0.00 | A | 1,233,332 | D | |
| Common Stock | Mar 3, 2015 | F | 18,836 | $11.86 | D | 1,214,496 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of a restricted stock award made pursuant to the Issuer's 2014 Long-Term Incentive Plan. The restricted stock award vests at a rate of 25% on the first anniversary of the Grant Date and quarterly thereafter at a rate of 6.25% on the first day of each subsequent calendar quarter as long as such individual continues to be employed as of each respective vest date.
- F2The reporting person received 100% of his 2014 performance-based compensation in shares of the Issuer's common stock.
- F3The purpose of this transfer was to cover tax obligations of the Reporting Person in connection with the vesting of certain equity awards.