SEC Form 4 · accession 0001179110-15-004117
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Dixon
Officer — Senior Vice President
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2015 | F | 8,335 | $13.49 | D | 241,696 | D | |
| Common StockF3 | Mar 2, 2015 | S | 10,000 | $12.51 | D | 231,696 | D | |
| Common StockF4 | Mar 3, 2015 | A | 53,586 | $0.00 | A | 285,282 | D | |
| Common Stock | holding | — | — | — | 700 | I | By wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purpose of this transfer was to cover tax obligations of the Reporting Person in connection with the vesting of certain equity awards.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 21, 2014.
- F3This transaction was executed in multiple trades at prices ranging from $12.11 to $13.03 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Consists of a restricted stock award made pursuant to the Issuer's 2014 Long-Term Incentive Plan. The restricted stock award vests at a rate of 25% on the first anniversary of the Grant Date and quarterly thereafter at a rate of 6.25% on the first day of each subsequent calendar quarter as long as such individual continues to be employed as of each respective vest date.