SEC Form 4 · accession 0001179110-15-002531
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy G Healy
Officer — Chairman & CEO · Director
Period of report
Dec 1, 2014
Accepted (ET)
Feb 13, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2014 | F | 3,179 | $14.03 | D | 1,014,012 | D | |
| Common Stock | Feb 11, 2015 | M | 42,342 | $11.55 | A | 1,056,354 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $11.55 | Feb 11, 2015 | M | 42,342 | A | — | Feb 12, 2015 | Common Stock | 42,342 | 0 | D |
Explanation of responses
- F1The purpose of this transfer was to cover tax obligations of the Reporting Person in connection with the vesting of certain equity awards. This transfer was not previously disclosed on Form 4 due to an administrative error.
- F2The option vested as to 25% of the shares on February 23, 2010 and as to an additional 2.08% of the shares per month thereafter.