SEC Form 4 · accession 0001179110-15-001881
ENERNOC INC · ENOC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg Dixon
Officer — Senior Vice President
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001244937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 2, 2015 | S | 10,000 | $16.94 | D | 264,607 | D | |
| Common StockF3 | Feb 2, 2015 | S | 11,342 | $16.94 | D | 253,265 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $11.55 | Feb 2, 2015 | M | 11,342 | A | — | Feb 12, 2015 | Common Stock | 11,342 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 21, 2014.
- F2This transaction was executed in multiple trades at prices ranging from $16.73 to $17.29 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $16.73 to $17.28 per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This option vests over a four-year period, at a rate of 25% on February 12, 2010 and as to an additional 2.08% per month thereafter.