SEC Form 4 · accession 0001239819-19-000022
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Williamson III
Director
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 120,000 | $1.37 | A | 152,376 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to Buy)F1 | $1.37 | Feb 25, 2019 | M | 120,000 | D | — | May 20, 2024 | Common Stock | 120,000 | 0 | D |
Explanation of responses
- F1The option vested in 36 equal monthly installments beginning on May 20, 2014.