SEC Form 4 · accession 0001239819-19-000014
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale E Messick
Officer — Chief Financial Officer
Period of report
Jan 14, 2019
Accepted (ET)
Jan 16, 2019 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 14, 2019 | A | 20,000 | $0.00 | A | 261,333 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of common stock of the Issuer. The restricted units vest in three equal annual installments from January 10, 2019, subject to the Reporting Person's continued service with the Company as of each vesting date.