SEC Form 4 · accession 0001239819-18-000051
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale E Messick
Officer — Chief Financial Officer
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2018 | F | 12,937 | $3.39 | D | 241,333 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were repurchased by the Issuer pursuant to the election of the holder to satisfy tax withholdings requirements with respect to the vesting of a restricted stock award.
- F2The price represents the closing sales price of the issuer's common stock on the date of the election.