SEC Form 4 · accession 0001239819-18-000045
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clinic Carilion
10% Owner
Period of report
May 25, 2018
Accepted (ET)
May 30, 2018 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 25, 2018 | S | 6,100 | $3.41 | D | 2,054,385 | D | |
| Common Stock | May 29, 2018 | S | 600 | $3.40 | D | 2,053,785 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflected is a weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $3.40 to $3.42 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.