SEC Form 4 · accession 0001239819-18-000041
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Williamson III
Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 8:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 15, 2018 | A | 8,143 | $0.00 | A | 32,376 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock units that are convertible into issuer's common stock on a 1-for-1 basis.
- F2This grant was awarded in connection with Mr. Williamson's service as member of board of directors, pursuant to the issuer's non-employee director compensation policy. The number of restricted stock units awarded is equal to $25,000 divided by $3.07, the closing stock on Nasdaq Capital Market on May 15, 2018, the date of grant
- F3The stock units will vest fully on the earlier of the one year anniversary of date or the next annual meeting of stockholders.