SEC Form 4 · accession 0001239819-18-000034
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dale E Messick
Officer — Chief Financial Officer
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | A | 50,000 | $0.00 | A | 254,270 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The issuer award this restricted stock award to Mr. Messick with respect to his service as Chief Financial Officer as an annual incentive. The restricted stock vests annually over a three year period, subject to Mr. Messick's continued service with the Company as of each vesting date.