SEC Form 4 · accession 0001239819-18-000033
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Graeff
Officer — Chief Executive Officer · Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | A | 140,000 | $0.00 | A | 499,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The issuer awarded this restricted stock award to Mr. Graeff with respect to his service as President and Chief Executive Officer as an annual incentive. The restricted stock vests annually over a three year period, subject to Mr. Graeff's continued service with the Company as of each vesting date.