SEC Form 4 · accession 0001239819-17-000094
LUNA INNOVATIONS INC · LUNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W. Wise
Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001239819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2017 | D | 100,000 | $2.32 | D | 336,233 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale price represents an agreed upon 3 percent discount to the closing price of the issuer's common stock on the NASDAQ Capital Market on December 5, 2017.